Professional Investment Management – Handled by Specialists

As your attorney, I focus on providing you with exceptional legal, tax, estate, and financial planning guidance. To deliver the best possible service, I’ve partnered with our firm’s investment management team through AdvisoryDirect. This program allows me to continue handling all aspects of your legal and financial planning while outsourcing the day-to-day investment management to a dedicated, experienced team.

You’ll work directly with a dedicated Client Service team for all day-to-day needs. All investment management-related questions, updates, and reviews will be handled directly by the Client Service Team, freeing me to focus on your broader legal and planning needs.

•  Easy online account opening and ongoing maintenance
  
• Secure client portal with 24/7 access to your accounts
  
• Custody with Charles Schwab
  
• Quarterly performance summaries delivered to your portal
  
• Detailed annual portfolio review reports
  
• Annual one-on-one virtual portfolio review with a live team member 

Our team of senior investment advisors — many with over 30 years of experience — meets monthly to review portfolios, market conditions, and investment strategies. This collective oversight means your accounts benefit from the same high-level expertise and disciplined approach used within the firm.

Because your investments are coordinated directly within AdvisoryDirect, our team can seamlessly align your investment strategy with the financial and estate plans I create for you. This integrated approach ensures better coordination, improved tax efficiency, and a more cohesive overall wealth strategy.

I have full confidence in this program and believe it will serve your investment needs exceptionally well while allowing me to focus on the areas where I can add the most value to you.

• Complete the AdvisoryDirect Client Data Form Fill out the electronic form provided by your advisor or Client Service Team. This helps us understand your goals, risk tolerance, and financial situation.

• Sign Account Documents Our Client Service Team will send you DocuSign documents and applications to electronically sign and establish your new accounts at Charles Schwab.

• Client Portal Activation The Client Service Team will create and activate your personalized secure Client Portal and send you login instructions.

• Ongoing Reporting Quarterly performance summaries will be automatically posted to your Client Portal for easy access.

• Annual Portfolio Review Annual portfolio review reports will be posted to your portal, and your dedicated Client Service team will contact you to schedule a one-on-one virtual annual portfolio reviews.

Advisory Direct:
Erin Roberts
Director of Operations
Email: advisorydirect@riaadvisorygroup.com
Phone: 515-344-4807